Category Archives: Uncategorized

The Power of Platforms

  Business Trends 2015: The power of platforms by Deloitte University Press (function() { var scribd = document.createElement(“script”); scribd.type = “text/javascript”; scribd.async = true; scribd.src = “https://www.scribd.com/javascripts/embed_code/inject.js”; var s = document.getElementsByTagName(“script”)[0]; s.parentNode.insertBefore(scribd, s); })();

Legal Alert: NASAA M&A Broker Model Rule

Legal Alert: NASAA M&A Broker Model Rule: On January 15, 2015, the Broker-Dealer Section of the North American Securities Administrators Association (NASAA) requested comments on a proposed uniform state model rule (the Model Rule) regarding the exemption of certain merger and acquisition brokers (M&A Brokers) from state registration requirements.1BackgroundThe registration exemption for M&A Brokers isContinue reading “Legal Alert: NASAA M&A Broker Model Rule”